Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Lux is a financial professional with over 20 years of experience in the industry. Katherine is currently registered with Alliance-ONE Investments, LLC. Katherine has held previous positions with Metlife Investors Distribution Company and New England Securities. Katherine is a Series 6 and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
08/11/2017 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
NY
01/27/2015 - 08/11/2017
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NY
08/04/2003 - 01/23/2015
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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