Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Lundy is a securities professional licensed in North Carolina. Katherine currently works for DFA Securities LLC, a firm based in Charlotte, NC. Katherine has a strong background in the securities industry, having passed the Series 7TO, Series 63 and SIE exams. Katherine is committed to providing her clients with the highest level of service and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
09/04/2022 - Present
DFA Securities LLC (CHARLOTTE NC)
BC
Issued 10/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/27/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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