Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Kwiatkowski is a financial professional with over 20 years of experience in the industry. Katherine is currently registered with Allspring Funds Distributor, LLC, where she has been employed since November 2021. Prior to joining Allspring Funds Distributor, LLC, Katherine worked for Wells Fargo Funds Distributor, LLC from 2005 to 2018, and Strong Investments, Inc. from 1996 to 2005. Katherine holds Series 6, 7, and 63 securities licenses. Katherine is also a SIE exam holder. Katherine has worked in Menomonee Falls, WI for her entire career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WI
11/09/2021 - Present
Allspring Funds Distributor, LLC (MENOMONEE FALLS WI)
WI
03/22/2005 - 12/31/2018
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
WI
07/09/1996 - 03/23/2005
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
BC
Issued 07/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/08/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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