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Katherine Anne Kirkpatrick

Independent Financial Group, LLC

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About Katherine Anne Kirkpatrick

Katherine Kirkpatrick is an investment advisor representative with Independent Financial Group, LLC. Katherine has been in the industry since 2002 and holds Series 6, 7, 63, and 65 licenses as well as the SIE exam. Katherine is a registered representative in 16 states and is also registered as an Investment Advisor Representative in Idaho and Texas. Prior to joining Independent Financial Group, LLC, Katherine worked for AMERICAN INDEPENDENT SECURITIES GROUP, LLC., FIRST HEARTLAND CAPITAL, INC., and UNITED HERITAGE FINANCIAL SERVICES, INC. Katherine provides financial planning, portfolio management for individuals and businesses, and pension consulting services to clients. Katherine has experience working with high-net-worth individuals, charitable organizations, corporations, and pension plans.

Firm Information

Katherine Kirkpatrick is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Katherine Kirkpatrick’s Registration & Firm History

ID

10/09/2017 - Present

Independent Financial Group, LLC (EAGLE ID)

ID

11/01/2005 - 05/04/2012

AMERICAN INDEPENDENT SECURITIES GROUP, LLC (EAGLE ID)

MO

05/27/2004 - 11/01/2005

FIRST HEARTLAND CAPITAL, INC. (LAKE ST. LOUIS MO)

ID

05/14/2002 - 05/27/2004

UNITED HERITAGE FINANCIAL SERVICES, INC. (MERIDIAN ID)

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Licenses & Designations

IA

Issued 05/23/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/13/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2003

Series 7 - General Securities Representative Examination

BC

Issued 05/13/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Katherine Anne Kirkpatrick. Review regulatory record here.
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