Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Kirchhoff is a financial professional with over 20 years of experience in the financial services industry. Katherine is currently registered with Keybanc Capital Markets Inc. and holds Series 7, 24, 50, 63, 79TO and SIE licenses. Katherine has previously worked at CAIN BROTHERS & COMPANY, LLC and HERBERTH J. SIMS & CO. INC. Katherine is licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/22/2017 - Present
Keybanc Capital Markets Inc. (LONG BEACH CA)
CA
04/20/2007 - 12/22/2017
CAIN BROTHERS & COMPANY, LLC (SAN FRANCISCO CA)
CA
06/27/2000 - 04/04/2007
HERBERT J. SIMS & CO. INC. (LONG BEACH CA)
BC
Issued 05/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 06/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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