Unclaimed
Katherine Hansell is a registered representative with Mufg Securities Americas Inc. Katherine has been in the securities industry since July 8, 2013. Katherine is registered in New York and holds the Series 63, SIE and Series 79 securities licenses. Katherine was previously registered with BTMU Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
07/09/2013 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
BC
Issued 08/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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