Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Tunstall is a financial advisor with over 20 years of experience in the industry. Katherine is currently registered with Osaic Wealth, Inc. in Scottsdale, Arizona and also works as an adjunct professor at the College of the Mainland in Texas. Katherine holds Series 7, 24, 63, 65, and 66 licenses and offers financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
11/27/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
06/14/2023 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
06/14/2023 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
06/14/2023 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
06/14/2023 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
06/05/2023 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
TX
09/16/2002 - 09/06/2006
AMERICAN GENERAL SECURITIES INCORPORATED (HOUSTON TX)
TX
09/07/2001 - 10/22/2002
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
IL
03/15/2000 - 03/28/2001
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MN
07/26/1999 - 03/08/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/26/1999 - 03/08/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/17/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/23/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2024
Series 24 - General Securities Principal Examination
BC
Issued 06/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/09/2023
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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