Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Somes is a financial advisor with Valmark Securities, Inc. Katherine has over 20 years of experience in the financial industry. She is a licensed Series 6, 7, and 66 registered representative and holds a Series 4 registration as a Registered Options Principal. Katherine is committed to providing her clients with personalized financial advice and guidance. She has a strong understanding of investment strategies and can help clients achieve their financial goals. Katherine Somes is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
06/11/2015 - Present
Valmark Securities, Inc. (PEPPER PIKE OH)
OH
06/14/2006 - 02/02/2007
AXA ADVISORS, LLC (CLEVELAND OH)
OH
10/07/2003 - 05/30/2006
PRIM SECURITIES, INCORPORATED (INDEPENDENCE OH)
MN
06/03/1993 - 12/31/1995
MIMLIC SALES CORPORATION (ST. PAUL MN)
BOTH
Issued 06/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2004
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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