Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Shook is a registered representative with Nexpoint Securities, Inc. in Dallas, Texas. Katherine has been in the securities industry since 2013. Katherine has passed the Series 7, Series 63 and SIE exams. Katherine was previously registered with International Assets Advisory, LLC and CNL Securities Corp. in Orlando, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
07/13/2022 - Present
Nexpoint Securities, Inc. (DALLAS TX)
FL
08/14/2020 - 07/05/2022
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
FL
03/12/2013 - 08/19/2020
CNL SECURITIES CORP. (ORLANDO FL)
BC
Issued 03/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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