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Katherine Ann Johnson

Ashton Thomas Private Wealth

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About Katherine Ann Johnson

Katherine Johnson is a financial advisor at Ashton Thomas Private Wealth, LLC. Katherine has been in the financial services industry for over 20 years. Prior to Ashton Thomas Private Wealth, Katherine worked at Wells Fargo Investments, LLC. Katherine has a Series 6, Series 63 and Series 65 license and specializes in advising high net worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Katherine is also a certified Water Aerobics instructor for Evergreen Recreation District.

Firm Information

Katherine Johnson is currently registered with Ashton Thomas Private Wealth. Ashton Thomas Private Wealth is a Scottsdale, Arizona-based wealth management firm that provides financial planning, pension consulting, portfolio management for individuals, selection of other advisers, and variable product model design and maintenance services. The firm has $2.89 billion in regulatory assets under management and serves a diverse clientele including individuals, families, businesses, charitable organizations, and pension and profit sharing plans.
Ashton Thomas Private Wealth

8605 EAST RAINTREE DRIVE

SCOTTSDALE, AZ 85260

$2.89B

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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variable product model design and maintenance

Variable product model design and maintenance

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Katherine Johnson’s Registration & Firm History

WY

12/04/2023 - Present

Ashton Thomas Private Wealth (Casper WY)

CA

05/02/2001 - 05/04/2005

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

CA

07/12/1999 - 05/02/2001

WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)

ME

07/08/1997 - 07/12/1999

FORUM FINANCIAL SERVICES, INC. (PORTLAND ME)

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Licenses & Designations

IA

Issued 05/03/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/07/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/07/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Katherine Ann Johnson.
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