Unclaimed
Katherine Denicola is a financial professional with Vanguard Marketing Corp.. Katherine has been working in the financial services industry since March 17, 2021. Katherine is currently registered with FINRA and holds the Series 7TO, Series 63 and SIE licenses. Katherine is registered in 53 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/18/2021 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 03/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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