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Katherine Ann Denicola

Vanguard Marketing Corp.

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About Katherine Ann Denicola

Katherine Denicola is a financial professional with Vanguard Marketing Corp.. Katherine has been working in the financial services industry since March 17, 2021. Katherine is currently registered with FINRA and holds the Series 7TO, Series 63 and SIE licenses. Katherine is registered in 53 states and jurisdictions.

Firm Information

Katherine Denicola is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katherine Denicola’s Registration & Firm History

PA

03/18/2021 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 03/26/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/08/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Ann Denicola.
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