Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Casey is a financial advisor with over 25 years of experience in the industry. Katherine is currently registered with Private Advisor Group, LLC, and holds Series 6, 7 and 63 licenses. Katherine has worked with a variety of clients, including individuals, families, businesses, and retirement plans. Katherine's goal is to help her clients achieve their financial goals through personalized financial planning and investment management. Katherine is committed to providing her clients with the highest level of service and support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
TX
11/03/2022 - Present
Private Advisor Group, LLC (Houston TX)
TX
08/27/2008 - 02/09/2009
CHASE INVESTMENT SERVICES CORP. (BRENHAM TX)
TX
03/17/2003 - 08/15/2008
LPL FINANCIAL CORPORATION (BRENHAM TX)
KS
11/07/1995 - 03/21/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 11/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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