Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Behrens is a financial advisor registered with Equitable Advisors, LLC. Katherine has been working in the financial industry for over 30 years and is registered to provide investment advice in New York. Previously, Katherine was registered with CETERA INVESTMENT SERVICES LLC, MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., PACKERLAND BROKERAGE SERVICES, INC., EQUITY SERVICES, INC., AXA ADVISORS, LLC, NEW ENGLAND SECURITIES, MONY SECURITIES CORPORATION, PRINCOR FINANCIAL SERVICES CORPORATION, SALOMON SMITH BARNEY INC., HORNOR, TOWNSEND & KENT, INC., TOWER SQUARE SECURITIES, INC., WASHINGTON SQUARE SECURITIES, INC., GUARDIAN INVESTOR SERVICES CORPORATION, MML INVESTORS SERVICES, INC., CONNECTICUT MUTUAL FINANCIAL SERVICES, INC., and HOME LIFE EQUITY SALES CORP. Katherine holds Series 7, 63, and 65 licenses, as well as the Series 24 Principal license. Katherine provides financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/12/2022 - Present
Equitable Advisors, LLC (NEW YORK NY)
NY
07/06/2020 - 05/12/2022
CETERA INVESTMENT SERVICES LLC (NEW YORK NY)
NY
03/25/2017 - 04/21/2017
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
08/17/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEW YORK NY)
NJ
01/28/2016 - 07/20/2016
PACKERLAND BROKERAGE SERVICES, INC. (Manasquan NJ)
NY
07/21/2014 - 06/19/2015
EQUITY SERVICES, INC. (NEW YORK NY)
NY
08/20/2009 - 07/23/2014
AXA ADVISORS, LLC (NEW YORK NY)
NY
03/11/2009 - 08/19/2009
MML INVESTORS SERVICES, INC. (NEW YORK NY)
NY
12/01/2004 - 02/06/2009
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
12/11/2003 - 11/19/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
01/21/2003 - 12/10/2003
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
03/10/2000 - 01/15/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
PA
10/28/1998 - 03/10/2000
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
CA
07/23/1997 - 10/27/1998
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CT
06/24/1996 - 07/23/1997
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NY
09/03/1992 - 05/31/1996
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
11/13/1985 - 08/12/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
07/09/1984 - 11/23/1985
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
NA
12/21/1983 - 05/22/1984
HOME LIFE EQUITY SALES CORP.
BC
Issued 09/29/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/19/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 04/21/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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