Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Beattie is an active investment advisor representative (IAR) with Capital Client Group, Inc. Katherine's experience includes working with Jackson National Life Distributors LLC and Crestone Securities LLC. Katherine is registered to provide investment advice in all 50 states. Katherine is a Certified Financial Planner™. The primary office for Capital Client Group, Inc. is located in Los Angeles, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
08/16/2018 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CO
10/06/2011 - 08/03/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
03/14/2011 - 10/07/2011
CRESTONE SECURITIES LLC (BOULDER CO)
CO
05/24/2007 - 02/18/2011
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
BC
Issued 10/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/23/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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