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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Daniels is a financial advisor registered in South Carolina with LPL Financial LLC. Katherine has been in the financial services industry since 2011, working with Wells Fargo Advisors and Wells Fargo Clearing Services prior to joining LPL Financial in 2017. She provides a wide range of financial services, including financial planning, portfolio management for individuals and businesses, and consulting. Katherine is committed to helping her clients achieve their financial goals and is dedicated to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/19/2024 - Present
LPL Financial LLC (FORT MILL SC)
NC
05/04/2017 - 09/14/2017
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
05/10/2011 - 08/05/2016
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
MO
06/11/2010 - 08/03/2010
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 06/25/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/21/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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