Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine McGuire is a financial advisor who has been in the industry since 2000. Katherine is currently registered with Cetera Investment Advisers LLC in New Jersey and New York. Katherine is also registered in Connecticut, Florida, New Jersey, New York and South Carolina. Katherine has a variety of experience in the financial industry, having worked at several firms including Foresters Financial Services, Inc. and Bishop, Rosen & Co., Inc. Katherine holds Series 3, 7, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
03/31/2021 - Present
Cetera Investment Advisers LLC (ISELIN NJ)
NY
01/17/2017 - 06/24/2019
FORESTERS FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
09/22/2003 - 09/09/2016
BISHOP, ROSEN & CO., INC. (NEW YORK NY)
NY
11/24/1998 - 11/09/2001
LAIDLAW GLOBAL SECURITIES, INC. (NEW YORK NY)
NY
10/21/1998 - 11/25/1998
ANDREW GARRETT, INC. (NEW YORK NY)
NY
07/06/1998 - 10/07/1998
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
NY
05/29/1998 - 06/30/1998
FIRST PROVIDENCE FINANCIAL GROUP, INC. (PORT WASHINGTON NY)
BOTH
Issued 07/06/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/17/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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