Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Alexandra Sniffen is a registered representative with Scotia Capital (usa) Inc. Katherine is licensed in 52 states and has passed the Series 63, Series 79TO and SIE exams. She has been in the industry since September 6, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/07/2022 - Present
Scotia Capital (usa) Inc. (HOUSTON TX)
BC
Issued 09/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Katherine Sniffen is the right advisor for you? Invested Better is here to help.
