Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Hawkins is a financial professional with over 8 years of experience in the financial services industry. Katherine currently holds a Series 6, Series 63, and Series 6TO licenses. Katherine is currently registered with Nylife Securities LLC and previously was registered with J.P. Morgan Securities LLC, Northwestern Mutual Investment Services, LLC, and MWA Financial Services Inc. Katherine is licensed to provide investment advice in California, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/06/2021 - Present
Nylife Securities LLC (DALLAS TX)
TX
06/15/2020 - 11/30/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FORT WORTH TX)
TX
04/05/2019 - 01/29/2020
J.P. MORGAN SECURITIES LLC (ARLINGTON TX)
TX
04/19/2011 - 10/29/2012
MWA FINANCIAL SERVICES INC. (HURST TX)
BC
Issued 05/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/30/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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