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Katherine A m Barnard

Northwestern Mutual Investment Services, LLC

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About Katherine A m Barnard

Katherine Barnard is a registered representative with Northwestern Mutual Investment Services, LLC. Katherine has been in the industry since March 2010. Katherine is licensed in Kansas and Missouri. Katherine is associated with the Overland Park branch office of Northwestern Mutual Investment Services, LLC. Katherine holds the Series 66, Series 7, and SIE licenses.

Firm Information

Katherine Barnard is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Katherine Barnard’s Registration & Firm History

KS

04/22/2010 - Present

Northwestern Mutual Investment Services, LLC (Overland Park KS)

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Licenses & Designations

BOTH

Issued 04/20/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine A m Barnard.
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