Unclaimed
Katherine Barnard is a registered representative with Northwestern Mutual Investment Services, LLC. Katherine has been in the industry since March 2010. Katherine is licensed in Kansas and Missouri. Katherine is associated with the Overland Park branch office of Northwestern Mutual Investment Services, LLC. Katherine holds the Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
KS
04/22/2010 - Present
Northwestern Mutual Investment Services, LLC (Overland Park KS)
BOTH
Issued 04/20/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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