Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katharn? Claim Your ProfileKatharn Sophia Gopie is a financial advisor who has been in the industry since February 8, 1999. Katharn is currently registered with Equitable Distributors, LLC and has been with the firm since June 23, 2000. Prior to that, Katharn was registered with CHASE INVESTMENT SERVICES CORP. from February 9, 1999, to July 28, 2000. Katharn has a wide range of experience and holds a number of licenses and certifications, including Series 6, Series 26, Series 63, Series 99TO, and the SIE. Katharn is currently licensed in 52 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/23/2000 - Present
Equitable Distributors, LLC (New York NY)
IL
02/09/1999 - 07/28/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BC
Issued 02/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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