Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katharine? Claim Your ProfileKatharine Shaw Reusch is a securities professional with over 7 years of experience in the financial services industry. Katharine has held roles at several prominent firms including Moelis & Company LLC, ALPS Distributors, Inc., Merrill Lynch Professional Clearing Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Katharine holds FINRA Series 3, 7, and 63 licenses as well as the SIE exam. Currently, Katharine works as a registered representative at Bain Capital Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/12/2022 - Present
Bain Capital Distributors, LLC (BOSTON MA)
CA
05/07/2018 - 03/03/2020
MOELIS & COMPANY LLC (SAN FRANCISCO CA)
CT
10/10/2016 - 03/30/2018
ALPS DISTRIBUTORS, INC. (GREENWICH CT)
NY
12/01/2015 - 08/29/2016
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
08/17/2015 - 08/29/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 06/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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