Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katharine? Claim Your ProfileKatharine Connolly is a financial advisor with Mufg Securities Americas Inc. with over 10 years of experience in the industry. Katharine holds Series 63, SIE, Series 7TO, and Series 79 licenses. Katharine has been registered with the state of New York since January 23, 2017 and is currently registered with the state of New York as well as 50 other states. Katharine was previously registered with BTMU Securities, Inc. from June 28, 2013 to January 20, 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/23/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
06/28/2013 - 01/20/2017
BTMU SECURITIES, INC. (New York NY)
BC
Issued 09/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Katharine Connolly is the right advisor for you? Invested Better is here to help.
