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Katharine Lee Lois

Benjamin F. Edwards & Company, Inc.

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About Katharine Lee Lois

Katharine Lois is an investment advisor representative with Benjamin F. Edwards & Company, Inc. based in WOODSTOCK, IL. Katharine has been in the securities industry for over 10 years, and has been registered with the state of Illinois for over 10 years. Katharine is also registered in 30 other states and is a licensed investment advisor representative. Katharine offers financial planning, pension consulting, and educational seminars.

Firm Information

Katharine Lois is currently registered with Benjamin F. Edwards & Company, Inc.. Benjamin F. Edwards & Company, Inc. is a Corporation headquartered in ST. LOUIS, MO, United States. Established in 2008, the firm provides financial planning, pension consulting, educational seminars, and other advisory services. The firm's assets under management are over $13 billion and they have a network of 518 registered representatives serving individual and institutional clients. They are registered with the SEC and in 53 states.
Benjamin F. Edwards & Company, Inc.

ONE NORTH BRENTWOOD BOULEVARD

ST. LOUIS, MO 63105

$13.16B

Assets Under Management

23

Total Clients

493

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Katharine Lois’s Registration & Firm History

IL

09/21/2022 - Present

Benjamin F. Edwards & Company, Inc. (WOODSTOCK IL)

MO

03/18/2016 - 05/12/2016

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 09/20/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/16/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/21/2022

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katharine Lee Lois.
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