Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katharine? Claim Your ProfileKatharine Cook is a financial professional with over a decade of experience in the industry. Katharine has held positions with several reputable firms, including The Leaders Group, Inc., SagePoint Financial, Inc., Ameritas Investment Corp., and Allstate Distributors, L.L.C. Currently, Katharine is registered with Ameritas Investment Company, LLC in Nebraska. Katharine holds the Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
07/19/2019 - Present
Ameritas Investment Company, LLC (LINCOLN NE)
CO
01/15/2016 - 07/03/2019
THE LEADERS GROUP, INC. (LITTLETON CO)
AZ
04/16/2015 - 01/22/2016
SAGEPOINT FINANCIAL, INC. (PHOENIX AZ)
NE
01/03/2014 - 02/11/2015
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IL
01/01/2012 - 08/26/2013
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
BC
Issued 01/31/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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