Unclaimed
Katharine Fitzpatrick Knott is a financial advisor registered with Ares Wealth Management Solutions, LLC. Katharine holds the Series 7TO, Series 63, and SIE licenses. She is registered in 52 states and the District of Columbia. Katharine has been in the industry since November 15, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/16/2019 - Present
Ares Wealth Management Solutions, LLC (DENVER CO)
BC
Issued 12/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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