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Katharine Elizabeth Vacca

J.v.b. Financial Group, LLC

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About Katharine Elizabeth Vacca

Katharine Elizabeth Vacca is a financial advisor with over 20 years of experience in the industry. Katharine is currently registered with J.v.b. Financial Group, LLC in Boca Raton, FL. Previously, Katharine worked with JVB FINANCIAL GROUP, LLC, LASALLE FINANCIAL SERVICES, INC. and ABN AMRO FINANCIAL SERVICES, INC. in Boca Raton, FL and Chicago, IL. Katharine is a Series 7, Series 24, Series 79TO, Series 99TO, and SIE licensed professional. Katharine holds a current active registration as a Broker-Dealer in Florida.

Firm Information

Katharine Vacca is currently registered with J.v.b. Financial Group, LLC. J.v.b. Financial Group, LLC is a Limited Liability Company that was formed on December 5, 2008. The firm is registered in 53 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

47

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katharine Vacca’s Registration & Firm History

FL

10/01/2013 - Present

J.v.b. Financial Group, LLC (BOCA RATON FL)

FL

01/28/2008 - 01/31/2014

JVB FINANCIAL GROUP, LLC (BOCA RATON FL)

IL

06/02/2005 - 03/02/2007

LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)

IL

06/01/2001 - 05/13/2005

ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)

CT

11/09/1999 - 06/06/2001

ABN AMRO INCORPORATED (STAMFORD CT)

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Licenses & Designations

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 10/10/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Katharine Elizabeth Vacca.
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