Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katharine? Claim Your ProfileKatharine Manning is an investment advisor representative with F L Putnam Investment Management Co. Katharine has been in the industry since 1997. Katharine has a Series 63, Series 65, and Series 7 license. Katharine specializes in providing financial planning services, portfolio management for individuals, and educational seminars. Katharine is registered in Massachusetts. Katharine has a long history of experience in the financial industry, working for a variety of firms, including Charles Schwab & Co., Inc., Salomon Smith Barney Inc., and 1717 Capital Management Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Portfolio monitoring and consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Assets under advisement
1
2
MA
02/21/2019 - Present
F L Putnam Investment Management Co. (LYNNFIELD MA)
MA
03/11/2004 - 07/20/2017
CHARLES SCHWAB & CO., INC. (BOSTON MA)
NY
12/16/1998 - 03/13/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
DE
01/09/1998 - 12/14/1998
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
CT
06/27/1997 - 01/07/1998
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
IA
Issued 01/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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