Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katharine? Claim Your ProfileKatharine Cardwell is a registered representative with Northwestern Mutual Investment Services, LLC. Katharine has been in the financial services industry since 2023. Katharine holds Series 66, Series 7TO and SIE licenses and is registered in Florida. Katharine is currently based in Fort Lauderdale, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
05/03/2024 - Present
Northwestern Mutual Investment Services, LLC (FT LAUDERDALE FL)
IL
06/14/2023 - 02/05/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DOWNERS GROVE IL)
BOTH
Issued 10/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/10/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Katharine Cardwell is the right advisor for you? Invested Better is here to help.
