Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katharine? Claim Your ProfileKatharine Maliga is a registered investment advisor representative with Fidelity Personal and Workplace Advisors. Katharine has been working in the financial services industry since February 17, 2002. Katharine holds Series 7, Series 63, and Series 65 licenses. Katharine has been registered with Fidelity Personal and Workplace Advisors since October 2018. Katharine has previous experience with Zions Direct, Inc., Amegy Investments, Inc., FISERV Investor Services, Inc., and Primevest Financial Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
09/14/2020 - Present
Fidelity Personal AND Workplace Advisors (NOVI MI)
UT
06/06/2016 - 09/15/2017
ZIONS DIRECT, INC. (SALT LAKE CITY UT)
TX
05/13/2003 - 07/18/2016
AMEGY INVESTMENTS, INC. (HOUSTON TX)
TX
09/19/2001 - 05/15/2003
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
MN
12/22/2000 - 10/22/2001
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
IA
Issued 09/10/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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