Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katharina? Claim Your ProfileKatharina Marlene Glover is a registered investment advisor representative with Raymond James & Associates, Inc. Katharina has been in the financial industry for over 25 years. Katharina has worked at several firms including Wachovia Securities, LLC, First Union Capital Markets Corp., and J.C. Bradford & Co. Katharina has a Series 7, Series 63, and Series 65 license. Katharina specializes in providing financial planning, portfolio management, and selection of other advisers. Katharina also provides educational seminars to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
06/19/2008 - Present
Raymond James & Associates, Inc. (NASHVILLE TN)
TN
10/01/1999 - 08/07/2008
WACHOVIA SECURITIES, LLC (BRENTWOOD TN)
NC
10/23/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
04/26/1995 - 11/02/1998
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 12/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Katharina Glover is the right advisor for you? Invested Better is here to help.
