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Katharina Huili Focke

Lazard Freres & Co. LLC

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About Katharina Huili Focke

Katharina Huili Focke is an Investment Banking Registered Representative with Lazard Freres & Co. LLC. Katharina has been in the financial industry since June 30, 2021. Katharina holds the Securities Industry Essentials (SIE) and Series 79TO licenses.

Firm Information

Katharina Focke is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katharina Focke’s Registration & Firm History

NY

07/01/2021 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/01/2021

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2021

Series 79TO - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katharina Huili Focke.
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