Unclaimed
Katharin Powers is a financial professional with over 4 years of experience in the industry. Katharin is currently registered with Robinhood Financial, LLC and holds Series 7, Series 63, and SIE licenses. Prior to joining Robinhood Financial, LLC, Katharin worked at First Citizens Investor Services, Inc. and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/11/2020 - Present
Robinhood Financial, LLC (Lake Mary FL)
NC
08/15/2019 - 08/17/2020
FIRST CITIZENS INVESTOR SERVICES, INC. (CHARLOTTE NC)
NC
09/11/2017 - 01/29/2018
AXA ADVISORS, LLC (CHARLOTTE NC)
BC
Issued 10/02/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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