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Kateryna Puchowicz

Pruco Securities, LLC

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About Kateryna Puchowicz

Kateryna Puchowicz is a financial advisor with Pruco Securities, LLC. Kateryna has been in the financial services industry since July 2013. Kateryna is registered with FINRA and the state of Ohio. Kateryna is also a registered Investment Advisor Representative. Kateryna holds the Series 6 and SIE licenses. Kateryna has previously worked with MML Investors Services, LLC and MSI Financial Services, Inc.

Firm Information

Kateryna Puchowicz is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Kateryna Puchowicz’s Registration & Firm History

OH

06/12/2017 - Present

Pruco Securities, LLC (Independence OH)

MA

03/25/2017 - 05/04/2017

MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)

OH

01/29/2016 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (HIGHLAND HILLS OH)

OH

07/15/2013 - 02/02/2016

MML INVESTORS SERVICES, LLC (CLEVELAND OH)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kateryna Puchowicz. Review regulatory record here.
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