Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katelyn? Claim Your ProfileKatelyn Schulz is a financial professional with over 12 years of experience in the financial industry. Katelyn is currently registered with Scotia Capital (usa) Inc. and holds a Series 7, Series 55, Series 3, SIE, Series 57TO and Series 99TO licenses. Katelyn has also held a registration with ABN AMRO SECURITIES (USA) LLC. Katelyn is licensed in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/28/2018 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
12/08/2010 - 07/23/2018
ABN AMRO SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2016
Series 3 - National Commodity Futures Examination
BC
Issued 05/04/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/07/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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