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Katelyn R Carver

Charles Schwab & CO., Inc.

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About Katelyn R Carver

Katelyn Carver is a registered representative with Charles Schwab & CO., Inc. Katelyn has been in the financial industry since August 12, 2024 and is licensed in 44 states. Katelyn has passed the Series 63, Series 7TO and SIE exams. Katelyn is located in Phoenix, Arizona and is registered to sell securities in all states except Iowa. Katelyn is not an investment advisor.

Firm Information

Katelyn Carver is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Katelyn Carver’s Registration & Firm History

AZ

08/13/2024 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

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Licenses & Designations

BC

Issued 08/23/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2024

Series 7TO - General Securities Representative Examination

BC

Issued 06/14/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Katelyn R Carver. Review regulatory record here.
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