Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katelyn? Claim Your ProfileKatelyn Jane Pleasant is an active Broker-Dealer registered representative with Tiaa-Cref Individual & Institutional Services, LLC. Katelyn holds Series 63, Series 24, Series 26, Series 7TO, Series 6TO and SIE licenses. Katelyn has been active in the financial industry since 2021 and is registered in 51 states. Katelyn is based in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
08/09/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
BC
Issued 08/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2024
Series 24 - General Securities Principal Examination
BC
Issued 05/26/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/04/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/09/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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