Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katelyn? Claim Your ProfileKatelyn Overbaugh is a financial advisor with over 11 years of experience in the financial services industry. Katelyn is currently registered with TIAA-CREF Individual & Institutional Services, LLC and is based in Charlotte, North Carolina. Previously, Katelyn worked for Newport Group Securities, Inc. and AXA Advisors, LLC. Katelyn holds a Series 66, Series 7 and SIE license. Katelyn specializes in financial planning, portfolio management for individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
08/22/2017 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
11/29/2011 - 11/18/2016
NEWPORT GROUP SECURITIES, INC. (CHARLOTTE NC)
NC
03/27/2009 - 10/06/2011
AXA ADVISORS, LLC (CHARLOTTE NC)
BOTH
Issued 04/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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