Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katelyn? Claim Your ProfileKatelyn Swimley is a registered representative with Apollo Global Securities, LLC. Katelyn has been in the securities industry since November 24, 2014. Katelyn is registered with the following securities authorities: FINRA, Arizona, California, Colorado, Illinois, Indiana, New Mexico, New York, Oregon, Utah, Washington, Wyoming. Katelyn has passed the following exams: Series 66, SIE, and Series 7. Katelyn's previous employer was BLACKROCK INVESTMENTS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/04/2024 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
10/22/2014 - 11/30/2023
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
BOTH
Issued 12/18/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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