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Katelyn Ann Schwartz

Ellevest

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About Katelyn Ann Schwartz

Katelyn Schwartz is a financial advisor at Ellevest in NEW YORK, NY. Katelyn has been in the financial industry for over 9 years. Katelyn holds the Series 66, Series 7 and SIE exams. Katelyn also has a Certified Financial Planner designation. Prior to joining Ellevest, Katelyn worked at UBS Financial Services Inc. in LAKE OSWEGO, OR. Katelyn's areas of specialization include retirement planning, college savings, and estate planning. Katelyn is committed to helping clients achieve their financial goals.

Firm Information

Katelyn Schwartz is currently registered with Ellevest. Ellevest is a registered investment advisor that provides financial planning and portfolio management services to individuals, high-net-worth individuals, corporations, and charitable organizations. The firm also offers educational seminars and a wrap fee program. Ellevest has approximately $2.11 billion in regulatory assets under management and 89,871 total client accounts.

$2.11B

Assets Under Management

3,000

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Financial planning workshops; 1:1 consulting

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Katelyn Schwartz’s Registration & Firm History

NY

09/06/2023 - Present

Ellevest (NEW YORK NY)

OR

07/31/2014 - 05/16/2018

UBS FINANCIAL SERVICES INC. (LAKE OSWEGO OR)

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Licenses & Designations

BOTH

Issued 02/09/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/16/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Katelyn Ann Schwartz.
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