Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kate? Claim Your ProfileKate Schilling-lerzak is a financial advisor with Stifel, Nicolaus & Company, Inc. in INDIANAPOLIS, IN. Kate has been working in the financial services industry since 2012. Kate is registered to provide investment advice and services in 47 states. Kate has also held positions at LPL FINANCIAL LLC, WADDELL & REED, CFD INVESTMENTS, INC., and MML INVESTORS SERVICES, LLC. Kate holds the Series 7, Series 63, and SIE licenses. Kate specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
08/04/2022 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
IN
07/21/2021 - 08/25/2022
LPL FINANCIAL LLC (CARMEL IN)
IN
05/02/2019 - 07/21/2021
WADDELL & REED (CARMEL IN)
IN
07/03/2018 - 04/29/2019
CFD INVESTMENTS, INC. (Fishers IN)
IN
10/01/2012 - 05/17/2018
MML INVESTORS SERVICES, LLC (INDIANAPOLIS IN)
BC
Issued 04/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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