Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kate? Claim Your ProfileKate Walsh is a financial advisor with The Leaders Group, Inc. Kate has been in the industry since December 21, 2015. Kate's previous experience includes roles with Prudential Annuities Distributors, Inc, Pruco Securities, LLC. and Lincoln Financial Distributors, Inc.. Kate is licensed in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/07/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CT
04/01/2020 - 12/19/2022
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
MN
10/18/2016 - 04/01/2020
PRUCO SECURITIES, LLC. (PLYMOUTH MN)
PA
08/28/2015 - 09/08/2016
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
BC
Issued 08/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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