Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kate? Claim Your ProfileKate Viar is a registered representative with Nylife Securities LLC. Kate has been in the financial services industry since 2009. Kate has passed the Series 7, Series 63, Series 66, Series 6TO and SIE exams. Kate is currently registered in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
02/23/2022 - Present
Nylife Securities LLC (GLEN ALLEN VA)
VA
04/07/2009 - 01/12/2011
UBS FINANCIAL SERVICES INC. (ROANOKE VA)
BC
Issued 03/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/07/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/14/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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