linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kate Thall Ponder

Castellan

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kate? Claim Your Profile

About Kate Thall Ponder

Kate Thall Ponder is an investment advisor representative with Castellan. Kate has over 15 years of experience in the financial services industry. Kate is registered with the Securities and Exchange Commission (SEC) and has a Series 7, 63, and 65 license. Kate specializes in providing investment advice to high-net-worth individuals and pooled investment vehicles. Kate is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Kate Ponder is currently registered with Castellan. Castellan is an investment advisor based in LOUISVILLE, KY, United States. The firm manages assets for pooled investment vehicles, individuals, and charitable organizations. They have approximately $353,473,345 in regulatory assets under management. Castellan's website addresses are https://www.linkedin.com/company/19147779 and https://www.castellangroup.com.
Castellan

2011 LAKE POINT WAY

LOUISVILLE, KY 40223

$353.47M

Assets Under Management

20

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kate Ponder’s Registration & Firm History

KY

08/27/2024 - Present

Castellan (LOUISVILLE KY)

NJ

06/01/2009 - 04/13/2010

MORGAN STANLEY SMITH BARNEY (SHORT HILLS NJ)

NJ

09/11/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (SHORT HILLS NJ)

NJ

07/19/2006 - 09/22/2008

CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)

NJ

06/13/2005 - 06/22/2006

W. H. MELL ASSOCIATES, INC. (SUMMIT NJ)

WA

03/15/2004 - 05/20/2005

WAMU CAPITAL CORP. (SEATTLE WA)

Not sure if Kate Thall Ponder is right for you?

Licenses & Designations

IA

Issued 09/26/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/20/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Kate Thall Ponder.
Not sure if Kate Thall Ponder is right for you?