Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kate? Claim Your ProfileKate Tastrom is a financial advisor with Osaic Wealth, Inc. Kate is a CERTIFIED FINANCIAL PLANNER™ professional. She is also registered with the state of New York as an Investment Advisor Representative and a Registered Representative. Kate has been a financial advisor for over 14 years and has experience working with individuals, families, and businesses. Kate is passionate about helping her clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/26/2021 - Present
Osaic Wealth, Inc. (Mt Sinai NY)
NY
01/05/2015 - 10/23/2017
NATIONAL PLANNING CORPORATION (HAUPPAUGE NY)
NY
07/23/2012 - 01/05/2015
TIMECAPITAL SECURITIES CORPORATION (PORT JEFFERSON STATION NY)
NY
05/16/2011 - 07/10/2012
NEUBERGER BERMAN LLC (NEW YORK NY)
NY
05/07/2008 - 04/20/2011
HSBC SECURITIES (USA) INC. (SMITHTOWN NY)
BC
Issued 11/13/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/17/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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