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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kate? Claim Your ProfileKate Spradlin Failla is a financial advisor with Janney Montgomery Scott LLC. Kate has been in the industry since 2019 and has a strong track record of helping clients reach their financial goals. Kate is a Certified Financial Planner and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Kate is also registered with the state of Virginia. She is committed to providing her clients with personalized financial advice and guidance, and she works hard to understand each client's unique needs and goals. Prior to joining Janney Montgomery Scott LLC, Kate worked at BB&T Securities, LLC and Truist Investment Services, Inc. Kate is active in her community and serves as an Assistant Girl's Basketball Coach for Lord Botetourt High School and is a Foundation Fellow for Longwood University.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
VA
09/30/2021 - Present
Janney Montgomery Scott LLC (Roanoke VA)
VA
02/17/2021 - 10/01/2021
TRUIST INVESTMENT SERVICES, INC. (ROANOKE VA)
VA
07/19/2019 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
BOTH
Issued 08/23/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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