Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kate? Claim Your ProfileKate Schendel MacChia is a financial professional with over 18 years of experience in the industry. Kate has held a variety of roles at leading firms, including Foreside Investment Services, LLC, Compass Distributors, LLC, and Alps Distributors, Inc. Currently, Kate is registered with Sterling Capital Distributors, LLC, MGI Funds Distributors, LLC, Quasar Distributors, LLC, Parnassus Funds Distributor, LLC, and Foreside Distribution Services, LP. Kate holds the Series 7, 24, 26, SIE, and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
06/16/2022 - Present
Sterling Capital Distributors, LLC (Fairfield CT)
CT
02/27/2019 - 11/29/2023
COMPASS DISTRIBUTORS, LLC (Fairfield CT)
CT
04/20/2022 - 10/11/2022
FORESIDE INVESTMENT SERVICES, LLC (Fairfield CT)
CT
06/07/2018 - 07/30/2021
FORESIDE INVESTMENT SERVICES, LLC (Fairfield CT)
CT
02/27/2019 - 06/23/2020
FORESIDE ASSOCIATES, LLC (Fairfield CT)
CT
06/17/2013 - 06/23/2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC (FAIRFIELD CT)
CT
02/27/2019 - 05/01/2020
BD COMPLIANCE SOLUTIONS, LLC (Fairfield CT)
CT
10/04/2011 - 04/12/2013
ALPS DISTRIBUTORS, INC. (GREENWICH CT)
NY
08/03/2010 - 09/28/2011
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
TN
04/01/2010 - 09/28/2011
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
CT
01/23/2006 - 03/29/2010
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
02/14/2005 - 01/27/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 03/07/2009
Series 24 - General Securities Principal Examination
BC
Issued 04/03/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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