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Kate Ngozi Mbonu

Fidelity Personal AND Workplace Advisors

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About Kate Ngozi Mbonu

Kate Ngozi Mbonu is a financial advisor at Fidelity Personal and Workplace Advisors. Kate has been in the industry since March 7, 2020. Kate is registered as a broker-dealer (BC) and investment advisor (IA) in Maryland and Texas. Kate previously worked at Cetera Investment Services LLC. Kate holds the Series 63, Series 65, Series 7 and SIE licenses. Kate specializes in investment management, financial planning and retirement planning.

Firm Information

Kate Mbonu is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal and Workplace Advisors is a large financial services firm with a long history in the industry. They provide a variety of investment and financial planning services to individual and institutional clients, including individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and state or municipal governments. They are known for their comprehensive investment options, low fees, and extensive resources. Fidelity Personal and Workplace Advisors manages over $818 billion in assets for a diverse client base.
Fidelity Personal AND Workplace Advisors

245 SUMMER STREET, V2A

BOSTON, MA 02210

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kate Mbonu’s Registration & Firm History

KY

08/10/2021 - Present

Fidelity Personal AND Workplace Advisors (COVINGTON KY)

MD

02/17/2020 - 07/09/2021

CETERA INVESTMENT SERVICES LLC (SILVER SPRING MD)

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Licenses & Designations

IA

Issued 09/24/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/29/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/12/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/17/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/11/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kate Ngozi Mbonu.
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