Unclaimed
Kate Murray is a financial professional with over 17 years of experience in the industry. Kate is currently registered with Flourish Financial LLC, and has a Series 7, Series 24, Series 63, and Series 99TO. Kate previously worked at MF GLOBAL INC. Kate is also active in the financial industry and has extensive experience in a variety of areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/23/2021 - Present
Flourish Financial LLC (New York NY)
NY
06/03/2005 - 02/15/2008
MF GLOBAL INC. (NEW YORK NY)
BC
Issued 12/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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