Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kate? Claim Your ProfileKate Monica Carrera is a registered representative and investment advisor representative with Northwestern Mutual Investment Services, LLC. Kate has been in the industry since April 10, 2014. Kate has a Series 66, Series 7 and SIE license. Kate is registered with the state of Florida. Kate is also registered with FINRA. Kate's office is located at 1000 LEGION PL STE 1400, ORLANDO, FL 32801.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
06/02/2014 - Present
Northwestern Mutual Investment Services, LLC (ORLANDO FL)
BOTH
Issued 5/28/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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