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Kate Metzger

Riversource Distributors, Inc.

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About Kate Metzger

Kate Metzger is a financial professional with over 5 years of experience in the financial services industry. Kate is registered with Riversource Distributors, Inc. and holds the Series 7 and SIE licenses. Kate previously worked at Ameriprise Financial Services, LLC.

Firm Information

Kate Metzger is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kate Metzger’s Registration & Firm History

MN

06/22/2023 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

04/30/2018 - 06/22/2023

AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kate Metzger.
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